Senior Auditor Consultant/ Entry-level Audit Consultant

Date
03/10/2020
Location
New York, NY
Compensation
N/A

Job Function:

RESPONSIBILITIES:

% of time

  • 20% Performs financial, operational, and compliance audits in accordance with the annual internal audit plan;
  • 10% Conducts meetings/interviews/walkthroughs with Branch management and personnel to assess how controls are functioning in a specific area;
  • 10% Executes testing of specified area and identifies potential or reportable issues;
  • 10% Communicates findings to line management responsible for the area audited and the Department Head;
  • 10% Drafts audit findings/reports;
  • 10% Collects evidence or performs testing on corrective actions to ensure that remediation implemented is effective;
  • 10% Documents sample selected, fieldwork performed, test results, conclusion and findings in a clear and concise manner;
  • 10% Organizes supporting documents to support audit conclusion;
  • 10% Performs other duties (i.e. audit administration, special review, ongoing monitoring, etc) as assigned provided that the duties performed do not infringe on the auditor’s independence or objectivity.

 

PRINCIPLE ACCOUNTABILITY:

As the Branch’s Audit Staff, the principle accountabilities are:

  1. To assist the department head in verifying that the Branch is in compliance with all applicable banking rules and related laws and regulations;
  2. To verify proper internal controls and risk management in the Branch;
  3. To verify the accuracy of the information being provided in regulatory reports and letters;
  4. To verify the effectiveness of the information security in the branch’s operations;
  5. To verify compliance with the Branch’s and departmental policy and procedures, the guidance from Head Office as well as the applicable U.S. rules and regulations;
  6. To maintain professional competence by attending seminars, participating in professional societies, and reading pertinent publications;
  7. To maintain confidentiality of the bank’s information.

Contact Details:

John Kiley

jkiley@madisondavis.com

914-524-0301 ext 124