FICC Compliance Officer
The FICC Compliance Officer will provide proactive and direct support to certain asset classes within the FICC business within Capital Markets in order to promote compliance with rules and regulations, as well as resolve compliance issues on a timely basis.
5-7 years of FICC Advisory compliance experience
Exceptional written and verbal skills, ability to work in fast-paced environment
Professional and collegial
Series 7 (Nice-to-have)