Consumer Compliance Officer

New York, NY

Brief Description:

Our client; the Private Banking Group of a Global Bank seeks a Consumer Compliance Officer to help maintain and enhance the current Consumer Compliance program.  

Job Function:

Having seasoned skills in the area of consumer protection regulation requirements and controls, emphasis will be placed on:   

(i) providing guidance and support to bank business and bank affiliate partners on the application of business practice associated with bank regulation requirements; and

(ii) the development or revision of Bank Compliance policies, procedures, training and testing content.


Primary Responsibilities


Demonstrate a thorough knowledge of and experience in federal banking laws and regulations including but not limited to ECOA/Regulation B, Fair Housing Act, TILA/Regulation Z, Margin Stock Lending/Regulation U, Fair Credit Reporting Act/Regulation V, FDPA, and UDAAP;

Offer advice and guidance on consumer protection regulations to Bank and Non-Bank Affiliate Partners in areas such as new product approval, collateral expansion, and on all other projects as assigned;


Act as a subject matter expert on Bank Compliance consumer protection alphabet regulation policies and procedures, training and testing content, working alongside product compliance advice and guidance peers;


Provide advice and guidance to, and work with, bank partners and affiliates to help develop, implement, and maintain sustainable processes designed to mitigate consumer compliance risk


Help perform compliance risk assessments and actively participate in Annual Compliance Plan process.





Bachelor’s Degree


An established leader with 10+ years in bank-related consumer compliance activities


Ability to explain complex topics and deliver prompt, clear sustainable solutions that colleagues and clients can act upon


Self-starter and decision maker


Extensive knowledge of federal consumer financial laws and regulations and industry standards


Excellent written communication skills particularly when drafting policies and/or training materials


Excellent oral communication skills, including the ability to present confidently to Senior Managers of the Firm


CRCM certification, project management capabilities

Contact Details:

Steven Cebel