Compliance Technology Liaison

New York, NY

Brief Description:

Our client is a global bank seeking a Compliance Technology Liaison in their NY City office.

Job Function:


  • Assist Senior Technology Liaison with projects between IT and Compliance locally and coordinate work with global counterparts.
  • Partner with Compliance teams to understand their business needs, present opportunities to enable business processes with technology and work with IT to design systems accordingly
  • Coordinate systems development projects for new and/or enhanced applications
  • Escalate key issues that arise to the attention of Compliance Management
  • Manage the relationship with key vendors as well as communicate issues and problem solve.
  • Maintain and track the IT/Compliance Operating procedures and policy for all systems



  • 5 plus  years of IT experience in a US Bank / Broker Dealer Compliance environment.
  • 5  plus years of Compliance experience in a fast paced dynamic environment.
  • Bachelor's Degree
  • Understanding of IT principles and systems (development background strongly preferred)

  • Experience with vendor compliance/surveillance systems (experience with SmartsBroker, FircoSoft BWise and/or SAS preferred)

  • Working knowledge of data modeling and development practices (hands on programming experience preferred)

Contact Details:

Steven Cebel